Payment for order flow

Results: 92



#Item
81Finance / Stock market / United States Securities and Exchange Commission / United States securities law / Short selling / Securities Exchange Act / Market maker / Order / Payment for order flow / Financial economics / Financial markets / Investment

Order Approving Proposed Rule Change to Amend Chapter IV of the BOX Rules to Allow Executing Participants to Provide BOX a List of the Order Flow Providers for which the Executing Participants will provide Directed Order

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Source URL: www.sec.gov

Language: English - Date: 2011-03-18 16:58:19
82Finance / Market maker / Exchange-traded fund / NASDAQ / Securities Exchange Act / Payment for order flow / Philadelphia Stock Exchange / High-frequency trading / Financial economics / Financial markets / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File Nos. SR-Phlx[removed]; SR-Phlx[removed]November 9, 2012 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Amendments No. 1, and Order G

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Source URL: www.sec.gov

Language: English - Date: 2012-11-09 20:35:31
83Investment / Business / Finance / Initial public offering / Tick size / Microcap stock / Secondary market / Order / Payment for order flow / Financial markets / Financial economics / Stock market

Microsoft Word - SEC Roundtable on Decimalization-630 January 29 FINAL.docx

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Source URL: www.sec.gov

Language: English - Date: 2013-01-31 10:52:28
84Business / Investment / Finance / United States Securities and Exchange Commission / Regulation NMS / Order / Payment for order flow / Public company / Short / Financial economics / Financial markets / Stock market

February 4, 2013 Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E.

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Source URL: www.sec.gov

Language: English - Date: 2013-02-05 08:51:59
85Economics / Income tax in the United States / Automated Clearing House / Withholding tax / NACHA – The Electronic Payments Association / Cheque / Unemployment benefits / Pay-as-you-earn tax / Income tax / Payment systems / Business / Finance

INFORMATION FOR YOUR BANK NACHA RECORD FORMATS FOR CCD + ENTRIES National Automated Clearing House Association (NACHA) record formats for CCD + entries flow in the following order:

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Source URL: www.edd.ca.gov

Language: English - Date: 2013-12-19 18:55:36
86Investment / Options Price Reporting Authority / Chicago Board Options Exchange / Options Clearing Corporation / Market maker / Payment for order flow / NASDAQ / International Securities Exchange / Algorithmic trading / Financial markets / Financial economics / Finance

Concept Release: Competitive Developments in the Options Markets

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Source URL: www.sec.gov

Language: English - Date: 2004-04-30 10:31:59
87Finance / Market maker / Short / Securities Exchange Act / Payment for order flow / Options Clearing Corporation / Futures contract / NASDAQ / Exchange-traded fund / Financial economics / Financial markets / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]July 16, 2014 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change t

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Source URL: www.sec.gov

Language: English - Date: 2014-07-17 08:38:47
88Investment / Order / NYSE Arca / Finance / Payment for order flow / Net capital rule / Financial economics / Financial markets / Stock market

Microsoft Word - Q1 2014 FBS

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Source URL: personal.fidelity.com

Language: English - Date: 2014-04-30 10:20:31
89Investment / Stock market / United States Securities and Exchange Commission / Mathematical finance / Electronic communication network / Order / Payment for order flow / Algorithmic trading / Dark liquidity / Financial economics / Financial markets / Finance

APEX Rule 606 Disclosure :: 1Q2013 APEX Clearing Corporation (APEX) has prepared this report pursuant to a U.S. Securities and Exchange Commission rule requiring all brokerage firms to make available to the public quart

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Source URL: www.cobratrading.com

Language: English - Date: 2013-07-19 18:04:23
90Business / Finance / Agency law / Payment for order flow / Securities / Market maker / Rebate / Order / Electronic communication network / Financial markets / Financial economics / Stock market

[removed]Securities Trading:

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Source URL: pages.stern.nyu.edu

Language: English - Date: 2014-01-21 21:53:50
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